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SIFMA Event: Cross Border Regulation in the Global Marketplace

January 14, 2014

Join in on January 14th for an afternoon seminar on the compliance and legal considerations that impact cross border activity in the global marketplace. Financial service providers and the investors they serve, in the United States and abroad, have a global outlook yet must consider the local regulations and issues when conducting business.

From the regulatory systems related to electronic/algorithmic trading, systemic risk management and private wealth management to Dodd-Frank Title VII as compared to the European Union’s EMIR, experts from Allen & Overy and Davis Polk Wardwell will discuss the regulatory considerations and concerns that financial institutions and investors face in the global market. New York CLE credit will be available.

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January 14, 2014
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