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SIFMA – Annual Conference
September 10, 2023 @ 8:00 am - September 13, 2023 @ 5:00 pm
The C&L Annual Seminar is hosted by SIFMA’s Compliance & Legal Society; our program is designed by a dedicated and passionate group of executives that volunteer for our Executive and Planning Committees. Past participants have had a front-row seat to hear Madeline Albright discuss negotiating tactics and diplomacy, SEC Chair Jay Clayton outline priorities for the Commission, FINRA President and CEO Robert Cook delve into examinations and many more – plus access to Lunch & Learns, networking sessions, an interactive Exhibit Hall, Diversity, Equity & Inclusion events, and more.
Our Planning Committee has mapped out more than 50 in-depth breakout sessions on the industry’s hottest topics in six tracks:
- Banking
- Ethics & DEI
- Capital Markets
- Litigation, Enforcement & Legal
- Compliance & Technology
- Retail, Private Client & Arbitration
SIFMA sponsors Quarterly Conferences. Conferences feature leading experts with working knowledge of the theory as well as the practical application of each issue. In an afternoon, a member can attend a Quarterly Conference to learn about insurance industry issues such as cybersecurity, accounting, or tax reform as well as the global, federal and, state regulation of insurance companies.