LeGaye Law Firm - Financial & Regulatory Compliance
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6 events found.

SIS

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  2. SIS

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  • August 2026

  • Fri 28

    Supplemental Inventory Schedule (SIS) Report (Month ended 7/31/2026)

    August 28

    The SIS must be filed by a firm that is required to file FOCUS Report Part II, FOCUS Report Part IIA or FOGS Report Part I, with inventory positions as … Continue reading Supplemental Inventory Schedule (SIS) Report (Month ended 7/31/2026) →

  • September 2026

  • Tue 29

    Supplemental Inventory Schedule (SIS) Report (Month ended 8/31/2026)

    September 29

    The SIS must be filed by a firm that is required to file FOCUS Report Part II, FOCUS Report Part IIA or FOGS Report Part I, with inventory positions as … Continue reading Supplemental Inventory Schedule (SIS) Report (Month ended 8/31/2026) →

  • October 2026

  • Thu 29

    Supplemental Inventory Schedule (SIS) Report (Month ended 9/30/2026)

    October 29

    The SIS must be filed by a firm that is required to file FOCUS Report Part II, FOCUS Report Part IIA or FOGS Report Part I, with inventory positions as … Continue reading Supplemental Inventory Schedule (SIS) Report (Month ended 9/30/2026) →

  • December 2026

  • Tue 1

    Supplemental Inventory Schedule (SIS) Report (Month ended 10/31/2026)

    December 1

    The SIS must be filed by a firm that is required to file FOCUS Report Part II, FOCUS Report Part IIA or FOGS Report Part I, with inventory positions as … Continue reading Supplemental Inventory Schedule (SIS) Report (Month ended 10/31/2026) →

  • Tue 29

    Supplemental Inventory Schedule (SIS) Report (Month ended 11/30/2026)

    December 29

    The SIS must be filed by a firm that is required to file FOCUS Report Part II, FOCUS Report Part IIA or FOGS Report Part I, with inventory positions as … Continue reading Supplemental Inventory Schedule (SIS) Report (Month ended 11/30/2026) →

  • February 2027

  • Mon 1

    Supplemental Inventory Schedule (SIS) Report (Month ended 12/31/2026)

    February 1, 2027

    The SIS must be filed by a firm that is required to file FOCUS Report Part II, FOCUS Report Part IIA or FOGS Report Part I, with inventory positions as … Continue reading Supplemental Inventory Schedule (SIS) Report (Month ended 12/31/2026) →

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