Daniel LeGaye Guest Speaker on Current Regulatory Enforcement Environment

On October 6, 2015, Daniel LeGaye of The LeGaye Law Firm will be a co-speaker at the 2015 SILA National Education Conference.  The panels’ topic is “Walk the Line or Face Enforcement” and the presentation is meant to provide insight into the current regulatory and enforcement environment impacting broker-dealers and investment advisers – and the impact that has on industry professionals responsible for maintaining compliance with registration and licensing issues.

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