FINRA Launches 2015 Risk Control Assessment

The LeGaye Law Firm wants to advise you that FINRA launched the 2015 Risk Control Assessment (RCA) survey on June 22. ¬†Each firm’s executive representative received an email linking to their firm’s unique RCA survey. FINRA has requested that the survey be completed by Friday, July 17, 2015.

If you are a retainer client of The LeGaye Law Firm, PC, we will contact you regarding our handling the process for your firm and no action is required by you at this time.

For any questions regarding the survey, please contact Debra Schaps by e-mail or by phone at 281-367-2454.