Michael R. Schaps joins LeGaye Law Firm

Financial industry veteran Michael R. Schaps has joined The LeGaye Law Firm as Director of Regulatory Compliance.  Schaps brings over 20 years of real world business experience in dealing with broker-dealer regulatory and compliance issues to The LeGaye Law Firm.

In the press release issued on February 10, 2010, Daniel E. LeGaye, Founder and Managing Director of the LeGaye Law Firm commented that “I have had the good fortune to work with Michael previously, and between his exemplary real world experience in the financial services industry, and his historical concern for meeting the needs and expectations of clients, he will be a valuable asset to the growth of the firm”.

In his career in the financial services industry, Michael has functioned as a Financial and Operations Principal (FINOP) for both NYSE and FINRA member firms, and in addition has held positions as a branch office manager and chief compliance officer.  Schaps has spent the last eleven years as a securities regulatory consultant focusing on compliance matters for broker-dealers.

For the full text of the Press Release, Click Here.