Deadline for the payment of Final Statements. Firms with sufficient monies in their FlexFunding Account will have funds automatically transferred to their Renewal Account to cover total renewal fees owed. … Continue reading Annual Firm Renewals – Deadline for Payment Final Renewal Statement Payments →

Deadline for receipt of Preliminary Statement payments. Firms with sufficient monies in their Flex-Funding Account will have funds automatically transferred to their Renewal Account to cover total renewal fees owed. … Continue reading Annual Firm Renewals -Deadline on Payments for Preliminary Renewal Statements →

Final Renewal Statements will be available online on either Web CRD or IARD.  If you have a renewal overpayment. it will be automatically transferred to your daily account in conjunction … Continue reading Annual Firm Renewals – Final Renewal Statement Availability on CRD or IARD →

Final form filings must be submitted by 6 PM EST via Web CRD or IARD, and electronic funds transfers must be submitted by 3PM.

Beginning November 11, 2018, Preliminary Renewal Statements are available for viewing and printing through E-Bill on the CRD of IARD.

Beginning 11/1/2019 Firms may begin to submit post-dated Forms BDW and ADV-W, which must be dated December 31, 2019.

Beginning 11/1/2019 Firms may begin to submit post-dated Forms U5 and BR Closing / Withrawal, which must be dated December 31, 2019.