Tag Archives: CISO

FINRA Designates Chief Information Security Officer as New Role

FINRA maintains contact information records of all Executive Representatives, Chief Compliance Officers and other individuals at firms, including contacts that are required under FINRA rules and By-Laws, and others that are voluntary on the FINRA Contact System (FCS). Historically, FINRA has used this information for regulatory communications, compliance purposes and ballots for Board and other … Continue reading FINRA Designates Chief Information Security Officer as New Role