Tag Archives: CRD Administration

FINRA Implements Multi-Factor Authentication for Firm Gateway

Broker-dealers and investment advisers are now subject to Multi-Factor Authentication (MFA) on the Firm Gateway as a result of the security protocols being implemented by the Financial Industry Regulatory authority (FINRA). This authentication protocol will grant Super Account Administrators and users with access to FINRA Gateway systems, only after successfully providing two pieces of identifying … Continue reading FINRA Implements Multi-Factor Authentication for Firm Gateway