Tag Archives: FACTA

Treasury Regulations Implemented to Address FATCA Impact Broker-Dealers and Investment Advisers

Overview The Foreign Account Tax Compliance Act (“FATCA”) has resulted in significant changes in the reporting and withholding requirements of financial institutions, including broker-dealers and investment advisers that represent foreign investors. One impact on all broker-dealers and investment advisers with foreign clients is the finalization of new U.S. Treasury Regulations (“Treasury Regulations”) related to reporting, … Continue reading Treasury Regulations Implemented to Address FATCA Impact Broker-Dealers and Investment Advisers