Tag Archives: Investor Alert

SEC Issues Alert on Excessive Trading

sec eThe Office of Investor Education and Advocacy (OIEA) and the Broker-Dealer Task Force of the Securities and Exchange Commission (SEC) jointly issued an Investor Alert to help investors identify excessive trading in their brokerage accounts and to educate investors about steps they should take if their brokerage firm notifies them of a high volume … Continue reading SEC Issues Alert on Excessive Trading