Tag Archives: Regulatory Notice 12-34

FINRA Comment Letter – Regulatory Notice 12-34 Crowdfunding

FINRA¬†Comment Letter – Regulatory Notice 12-34 Crowdfunding The Financial Industry Regulatory Authority (FINRA) published Regulatory Notice 12-34 (Regulatory Notice) seeking comments on proposed regulation of Crowdfunding Activities by FINRA member firms. The comments requested are directly related to recently passed legislation, The Jumpstart Our Business Startups Act (JOBS Act). The JOBS Act focused on increasing … Continue reading FINRA Comment Letter – Regulatory Notice 12-34 Crowdfunding