Tag Archives: Regulatory Notice 15-20

FINRA Requests Comments Proposal to Restructure the Representative-Level Qualification Examination Program

FINRA has requested comments in Regulatory Notice 15-20 on a concept proposal to restructure the current representative-level qualification examination program into a format whereby all potential representative-level registrants would take a … Continue reading FINRA Requests Comments Proposal to Restructure the Representative-Level Qualification Examination Program