Tag Archives: SEC Rule 205-3

SEC Performance-Fee Proposal: Could More SMA Clients Soon Qualify?

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Key Question Could the SEC’s proposal fundamentally change who may pay an investment adviser a performance fee and open performance-based compensation to a much broader range of separately managed account … Continue reading SEC Performance-Fee Proposal: Could More SMA Clients Soon Qualify? →

Inflation Adjustment Raises the Bar: SEC Proposes Higher “Qualified Client” Thresholds for Performance Fees

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Executive Summary The Securities and Exchange Commission has issued an SEC Release updating the “qualified client” thresholds under Rule 205-3 of the Investment Advisers Act,  increasing both the assets under … Continue reading Inflation Adjustment Raises the Bar: SEC Proposes Higher “Qualified Client” Thresholds for Performance Fees →