Tag Archives: cryptocurrency

FINRA Encourages Disclosure of Activities in Digital Assets

The Financial Regulatory Authority (“FINRA”) recently issued Regulatory Notice 18-20, which encouraged member firms to provide notification if either the broker-dealer or their associated persons or affiliates were engaging in, or planned to engage in, any activities related to digital assets such as cryptocurrencies and other virtual coins. FINRA observed that the market for digital … Continue reading FINRA Encourages Disclosure of Activities in Digital Assets