Tag Archives: Digital Assets

SEC Fintech Forum to Discuss Distributed Ledger Technology and Digital Assets

The Securities and Exchange Commission today announced that its staff will host a public forum focusing on distributed ledger technology (DLT) and digital assets on May 31, 2019.  The forum is being organized by the agency’s Strategic Hub for Innovation and Financial Technology (FinHub) and was announced in connection with the launch of FinHub last year.  FinHub is … Continue reading SEC Fintech Forum to Discuss Distributed Ledger Technology and Digital Assets

FINRA Encourages Disclosure of Activities in Digital Assets

The Financial Regulatory Authority (“FINRA”) recently issued Regulatory Notice 18-20, which encouraged member firms to provide notification if either the broker-dealer or their associated persons or affiliates were engaging in, or planned to engage in, any activities related to digital assets such as cryptocurrencies and other virtual coins. FINRA observed that the market for digital … Continue reading FINRA Encourages Disclosure of Activities in Digital Assets