Communications Submitted for Review by FINRA Face Increased Review Fees
The Financial Industry Regulatory Authority, Inc. (“FINRA”) has announced that it is filing with the Securities and Exchange Commission (“SEC” or “Commission”), a proposed rule change to amend Section 13 of Schedule A to the FINRA By-Laws (“Section 13”) which govern the review charges for communications filed with or submitted to FINRA’s Advertising Regulation Department (the … Continue reading Communications Submitted for Review by FINRA Face Increased Review Fees