Tag Archives: Social Media

MSRB Seeks Comments on the Use of Social Media

The Municipal Securities Rulemaking Board (“MSRB”) is seeking comments from regulated entities and other stakeholders about draft answers to frequently asked questions (“FAQs”) addressing the use of social media in advertising by municipal advisors and municipal securities dealers and their associated persons.  As the effective date of new MSRB Rule G-40 on advertising by municipal … Continue reading MSRB Seeks Comments on the Use of Social Media

SIFMA Social Media and Digital Marketing Seminar

SIFMA’s Social Media Seminar is the leading forum for Business, Marketing and Compliance professionals in Wealth Management to explore how to maximize the use of social media platforms while adhering to an ever-changing compliance framework. The 2018 program will feature discussions with the leading names in social media and experts in financial services. Panelists and … Continue reading SIFMA Social Media and Digital Marketing Seminar

FINRA Issues New Guidance on Social Media and Digital Communications

In light of trends in emerging technologies and communications innovations, FINRA has issued new guidance regarding the application of FINRA rules governing communications with the public to social media and digital communications.  It should be noted that in the Retrospective Rule Review Report: Communication with the Public, a report published by FINRA in December 2014, … Continue reading FINRA Issues New Guidance on Social Media and Digital Communications